Direct Establishment of a New SMSF with Corporate Trustee and Borrowing Trustee

If you have any questions please do not hesitate to contact us on 1300 809 933.

"*" indicates required fields

Fees are to be paid upon submitting this application unless alternative arraanagements have been made. They can be paid by credit card or an invoice can be issued. Work will commence once payment has been received.

Order Form

Name of Person Completing this Form*

First Last

Submitter's Email Address*

This email address will receive a confirmatory email when this form has been successfully submitted or, if it's saved beforehand, a link to continue completing it which will expire in 30 days.

Phone Number*

Street Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Is the postal address the same as the street address?*

Yes

Postal Address*

Are you*

an adviser to the proposed trustee

the proposed trustee

How did you find us?*

referred by an adviser

referred by a mortgage broker

web search

other

Referrer's Name

Email Address

Phone Number

Are you completing this form on behalf of the adviser?*

Yes

Adviser's Name*

The adviser will receive a copy of this form on submission.

First Last

Adviser's Email Address*

Are you, or the adviser, already registered with us?*

Yes

FUND DETAILS:

Proposed Fund Name:*

The fund name can be just about anything but you should not include "Trust" in the name or begin it with "The". Also try and make it unique (though there is no legal requirement to do so) so "J & B Smith Retirement Fund" is preferable to "Smith Super Fund".

Is SMSF Alliance to be the Administrator for this Fund?*

Yes

Tax Agent Name*

We must notify the ATO of the tax agent's identity so you must ensure they are agreeable to the appointment.

Tax Agent Registration Number*

Tax Agent Phone Number*

Tax Agent Email*

Tax Agent Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Cash Account

Your fund will need a cash account to receive all income and pay all expenses. Opening of this account cannot be completed until the SMSF has received ATO approval.

Would you like us to open the fund cash account?*

If you select this option we will open a Macquarie Cash Management Account and send you the required documentation with the Establishment Pack. We do not receive any inducement from Macquarie Bank to offer this service. We do so because Macquarie Bank offers enhanced functionality which is useful in the administration process. You may choose to use another bank. If you do so, you will need to establish the account yourself once the ATO has confirmed the acceptance of your fund.

Yes

GST

Your fund is required to register for GST if it has relevant investment income of $75,000 or more however you can register it for GST if you wish. This is generally NOT preferable if fund property assets are residential in nature.

Is the fund to be registered for GST?*

Yes

Is BAS reporting to be yearly or quarterly?*

Additional yearly fees, payable when the end of year accounts are prepared, apply.

Yearly BAS reporting is $168 per annum

Quarterly BAS reporting is $280 per annum

SMSF Trustee Company Details

The trustee for this fund will be a Pty Ltd company.*

It will be a new company to be established as part of this application.

It has already been established.

Company Name*

Company ACN*

Company Registered Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Would you like SMSF Alliance to become the Registered ASIC Agent?*

There is an additional yearly fee of $123.00 per annum for SMSF Alliance to act as the Registered Agent & attend to required ASIC reporting. We will also need to hold the Company Register.

Yes

It is a requirement that all the members of the fund be directors and that they be the ONLY directors of the trustee company, unless they are acting under an enduring power of attorney for a member or unless the fund is a single member fund. A director does not need to be a director if they are operating under an enduring power of attorney for the member but, in that case, only the member or the attorney can be a director, not both. For a single member fund there can be a second, non-member, director. Does this company satisfy that requirement?

Yes

The ATO will not approve the establishment of the fund until the directorship of the corporate trustee is rectified. Would you like SMSF Alliance to attend to the process?*

Yes

The ATO will not approve the establishment of the fund until the directorship of the corporate trustee is rectified. As SMSF Alliance are not the registered ASIC agents it will be necessary for you to attend to the process. You can save your progress in this form and continue completing it when you have resolved the matter.*

Acknowledged

The ATO will not approve the establishment of the fund until the directorship of the corporate trustee is rectified. It will be necessary for you to attend to this. You can save your progress in this form and continue completing it when you have resolved the matter.

Acknowledged

Preferred Name for New Corporate Trustee*

ASIC will not allow a name to match an existing company so please provide 3 names, in order of preference, in case your first or second choice is not available.

Option 1

Option 2

Option 3

Would you like SMSF Alliance to act as the Registered ASIC Agent?*

There is an additional yearly fee of $123 per annum for SMSF Alliance to act as the Registered Agent & Address. We will also retain the Company Register

Yes

What will be the Registered Address of the new company?*

Street Address City State / Province / Region ZIP / Postal Code Country

Bare Trust Details

Is SMSF Alliance to establish the borrowing trust deed and associated documentation?*

Yes

What is the Name of the Bare Trust*

The trust name can be just about anything as there is no legal requirement for it to be unique, but it is advisable not to place "The" at the beginning of the name. You might consider a name similar to the name of the SMSF or maybe where the property is located.

What is the purchase price of the Asset?*

If not known at the moment insert Unknown.

Is the lender a related party?*

Yes

What is the name of the lender?*

This should be the full name, if individuals, or the complete entity name, if not.

Safe Harbour Provisions*

There are safe harbour provisions etc

Acknowledged

Loan Amount*

Term*

Interest Rate*

Do you know the exact description of the asset?*

For a property, this is the address. It should be taken from the purchase contract if available.

Yes

We will not produce the bare trust deed until we have the address. Please provide it to us as soon as it is available.*

Acknowledged

Description of Asset Acquired*

Full detail is required. For property, it is the address shown on the purchase contract. PLEASE ATTACH A COPY OF THE CONTRACT WITH THIS SUBMISSION if available.

Bare Trust Trustee Company Details

This order includes the establishment of a second Pty Ltd company to act as the trustee of the limited recourse borrowing trust that will purchase the property for the superannuation Fund.

The trustee for the limited recourse borrowing trust must be a Pty Ltd company.*

It will be a new company to be established as part of this application.

It has already been established.

Company Name*

Company ACN*

Company Registered Address*

Street Address City State / Province / Region ZIP / Postal Code Country

Would you like SMSF Alliance to act as the Registered ASIC Agent?*

There is an additional yearly fee of $123.00 for SMSF Alliance to act as the Registered Agent & Address. We will also need the Company Register

Yes

Lender's Requirements*

The lender will require that the directors of this company be the same as the directors of the company that is the trustee of the SMSF. Are the directors the same?

Yes

AS SMSF Alliance is not acting as the registered ASIC agent for the existing company it is your responsibility to ensure that the directorships are altered in accordance with the lender's requirements.*

Acknowledged

Would you like SMSF Alliance to prepare the ASIC documents to alter the directorship in accordance with the lender's requirements?*

Yes

Preferred Name for New Corporate Trustee*

ASIC will not allow a name to match an existing company so please provide 3 names, in order of preference, in case your first or second choice is not available. We recommend making this Company name something completely different to your SMSF Company name for less confusion, eg. Bent St Pty Ltd (if the investment property will be on Bent Street for example).

Option 1

Option 2

Option 3

Would you like SMSF Alliance to act as the Registered ASIC Agent?*

There is an additional yearly fee of $123.00 for SMSF Alliance to act as the Registered Agent & Address. We will also need the Company Register

Yes

What will be the Registered Address of the new company?*

Street Address City State / Province / Region ZIP / Postal Code Country

The lender will require that all the directors of the company that is acting as trustee of the superannuation fund will also be the directors of the corporate trustee of the borrowing trust. The next section of this form asks for the details of each director of the trustee company of the superannuation fund. It will also ask you to indicate which of these is a director of the corporate trustee for the bare trust. If your answer is not Yes in each case, rectification will be necessary before the loan can proceed.*

Acknowledged

Remember that it is your responsibility to ensure that the directorships properly represent each of the fund members and that there are no additional directors both now and ongoing.*

Acknowledged

Remember that it is your responsibility to ensure that the directorships properly represent each of the fund members and that there are no additional directors both now and ongoing.*

Acknowledged

Members and Directors

There can be no more than 6 fund members. Every member must be a director unless the director is the legal personal representative of the member with one exception. A single member fund can have either 1 or 2 directors. Directors do not need to own shares though it is necessary for at least one director to be a shareholder.

How many Directors/ Members will the fund have?*

Director 1 - Name*

Prefix First Middle Last

Director 1 - Any prior name/s?*

Yes

Director 1 - What was the prior name?*

Director 1 - Address*

Must be a street address NOT a box number

Street Address City State / Province / Region ZIP / Postal Code Country

Director 1 - Email*

Director 1 - Mobile phone number*

Director 1 - Gender*

Male

Female

Director 1 - Date of Birth*

Director 1 - Place of Birth*

Please include Town and Country

City State / Province / Region Country

Director 1 - Tax File Number (TFN)*

Director 1 - Director Identification Number (DIN)

The director identification number MUST be provided BEFORE THIS APPLICATION CAN BEGIN TO BE PROCESSED so if you don’t know it yet, please skip this question, complete the rest of the form and save it. Please DO NOT SUBMIT IT. On saving, you will be sent a link so you can return to the form, include the DIN, and submit it. (Note that the link will expire in 28 days.)

Director 1 - Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 1 - SMSF Member?*

Is this director a member of the SMSF? If not they must be acting for a member under a legal authority.

Yes

Director 1 - Is this Director, a director of both the super fund trustee and the bare trust trustee?*

A lender will not proceed with a loan unless the answer is Yes though this will not prevent the establishment of the super fund or of the bare trust.

Yes

Director 1 - Is this Director a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for BOTH companies

Director 1 - Is this Director a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 1 - Is this Director a Shareholder?*

At least one director MUST be a shareholder.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 1 - Number of ordinary shares in the corporate trustee for the super fund @ $1.00 per share

Director 1 - Number of ordinary shares in the corporate trustee for the bare trust @ $1.00 per share

Director 2 - Name*

Prefix First Middle Last

Director 2 - Any prior name/s?*

Yes

Director 2 - What was the prior name?*

Director 2 - Address*

Must be a street address NOT a box number

Street Address City State / Province / Region ZIP / Postal Code Country

Director 2 - Email*

Director 2 - Mobile phone number*

Director 2 - Gender*

Male

Female

Director 2 - Date of Birth*

Director 2 - Place of Birth*

Please include Town and Country

City State / Province / Region Country

Director 2 - Tax File Number (TFN)*

Director 2 - Director Identification Number (DIN)

Director 2 - Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 2 - SMSF Member?*

Is this director a member of the SMSF? If not they must be acting for a member under a legal authority.

Yes

Director 2 - Is this Director, a director of both the super fund trustee and the bare trust trustee?*

A lender will not proceed with a loan unless the answer is Yes though this will not prevent the establishment of the super fund or of the bare trust.

Yes

Director 2 - Is this Director a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for BOTH companies

Director 2 - Is this Director a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 2 - Is this Director a Shareholder?*

At least one director MUST be a shareholder.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 2 - Number of ordinary shares in the corporate trustee for the super fund @ $1.00 per share

Director 2- Number of ordinary shares in the corporate trustee for the bare trust @ $1.00 per share

Director 3 - Name*

Prefix First Middle Last

Director 3 - Any prior name/s?*

Yes

Director 3 - What was the prior name?*

Director 3 - Address*

Must be a street address NOT a box number

Street Address City State / Province / Region ZIP / Postal Code Country

Director 3 - Email*

Director 3 - Mobile phone number*

Director 3 - Gender*

Male

Female

Director 3 - Date of Birth*

Director 3 - Place of Birth*

Please include Town and Country

City State / Province / Region Country

Director 3 - Tax File Number (TFN)*

Director 3 - Director Identification Number (DIN)

Director 3 - Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 3 - SMSF Member?*

Is this director a member of the SMSF? If not they must be acting for a member under a legal authority.

Yes

Director 3 - Is this Director, a director of both the super fund trustee and the bare trust trustee?*

A lender will not proceed with a loan unless the answer is Yes though this will not prevent the establishment of the super fund or of the bare trust.

Yes

Director 3 - Is this Director a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for BOTH companies

Director 3 - Is this Director a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 3 - Is this Director a Shareholder?*

At least one director MUST be a shareholder.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 3 - Number of ordinary shares in the corporate trustee for the super fund @ $1.00 per share

Director 3 - Number of ordinary shares in the corporate trustee for the bare trust @ $1.00 per share

Director 4 - Name*

Prefix First Middle Last

Director 4 - Any prior name/s?*

Yes

Director 4 - What was the prior name?*

Director 4 - Address*

Must be a street address NOT a box number

Street Address City State / Province / Region ZIP / Postal Code Country

Director 4 - Email*

Director 4 - Mobile phone number*

Director 4 - Gender*

Male

Female

Director 4 - Date of Birth*

Director 4 - Place of Birth*

Please include Town and Country

City State / Province / Region Country

Director 4 - Tax File Number (TFN)*

Director 4 - Director Identification Number (DIN)

Director 4 - Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 4 - SMSF Member?*

Is this director a member of the SMSF? If not they must be acting for a member under a legal authority.

Yes

Director 4 - Is this Director, a director of both the super fund trustee and the bare trust trustee?*

A lender will not proceed with a loan unless the answer is Yes though this will not prevent the establishment of the super fund or of the bare trust.

Yes

Director 4 - Is this Director a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for BOTH companies

Director 4 - Is this Director a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 4 - Is this Director a Shareholder?*

At least one director MUST be a shareholder.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 4 - Number of ordinary shares in the corporate trustee for the super fund @ $1.00 per share

Director 4 - Number of ordinary shares in the corporate trustee for the bare trust @ $1.00 per share

Director 5 - Name*

Prefix First Middle Last

Director 5 - Any prior name/s?*

Yes

Director 5 - What was the prior name?*

Director 5 - Address*

Must be a street address NOT a box number

Street Address City State / Province / Region ZIP / Postal Code Country

Director 5 - Email*

Director 5 - Mobile phone number*

Director 5 - Gender*

Male

Female

Director 5 - Date of Birth*

Director 5 - Place of Birth*

Please include Town and Country

City State / Province / Region Country

Director 5 - Tax File Number (TFN)*

Director 5 - Director Identification Number (DIN)

Director 5 - Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 5 - SMSF Member?*

Is this director a member of the SMSF? If not they must be acting for a member under a legal authority.

Yes

Director 5 - Is this Director, a director of both the super fund trustee and the bare trust trustee?*

A lender will not proceed with a loan unless the answer is Yes though this will not prevent the establishment of the super fund or of the bare trust.

Yes

Director 5 - Is this Director a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for BOTH companies

Director 5 - Is this Director a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 5 - Is this Director a Shareholder?*

At least one director MUST be a shareholder.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 5 - Number of ordinary shares in the corporate trustee for the super fund @ $1.00 per share

Director 5 - Number of ordinary shares in the corporate trustee for the bare trust @ $1.00 per share

Director 6 - Name*

Prefix First Middle Last

Director 6 - Any prior name/s?*

Yes

Director 6 - What was the prior name?*

Director 6 - Address*

Must be a street address NOT a box number

Street Address City State / Province / Region ZIP / Postal Code Country

Director 6 - Email*

Director 6 - Mobile phone number*

Director 6 - Gender*

Male

Female

Director 6 - Date of Birth*

Director 6 - Place of Birth*

Please include Town and Country

City State / Province / Region Country

Director 6 - Tax File Number (TFN)*

Director 6 - Director Identification Number (DIN)

Director 6 - Specific Occupation*

Please be as detailed as possible. We cannot accept "Manager" we require details about the Industry as well.

Director 6 - SMSF Member?*

Is this director a member of the SMSF? If not they must be acting for a member under a legal authority.

Yes

Director 6 - Is this Director, a director of both the super fund trustee and the bare trust trustee?*

A lender will not proceed with a loan unless the answer is Yes though this will not prevent the establishment of the super fund or of the bare trust.

Yes

Director 6 - Is this Director a Company Secretary?*

At least one director must be a company secretary though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for BOTH companies

Director 6 - Is this Director a Public Officer?*

At least one director must be a public officer though there can be more than one.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 6 - Is this Director a Shareholder?*

At least one director MUST be a shareholder.

Yes, but ONLY for the super fund corporate trustee

Yes, but ONLY for the bare trust corporate trustee

Yes, for both companies

Director 6 - Number of ordinary shares in the corporate trustee for the super fund @ $1.00 per share

Director 6 - Number of ordinary shares in the corporate trustee for the bare trust @ $1.00 per share

Confirmation Check*

I realise that this application cannot be processed unless I have nominated at least one company secretary AND at least one shareholder per company.

At least 1 company secretary and at least 1 shareholder per company have been nominated.

Government Issued Identification & Purchase Contract (if available)*

Please provide a copy of one Government issued identification document (driver's license, passport, etc) for each member or director. Note that this DOES NOT include a copy of the DIN acknowledgement. If you have the purchase contract for the asset PLEASE UPLOAD A COPY HERE.

Drop files here or

Accepted file types: pdf, png, jpg, Max. file size: 5 MB.

Paper documents requiring signatures will be posted to you. Note that we need all the pages of these documents returned to us, not just the signature pages.*

Acknowledged

Once your SMSF is established you can enter into a contract in the name of the corporate trustee of the bare trust as trustee of the bare trust (not the trustee of the SMSF). If you have elected not to receive your final bare trust documentation now, you must supply us with a copy of the contract so we can send you the final documents.*

Acknowledged

Any additional information?

Payment

New SMSF Deed with New Corporate Trustee AND Bare Trust with New Corporate Trustee

Deed with Corporate Trustee for both SMSF & Bare Trust

Price:

New SMSF Deed with Supplied Corporate Trustee AND Bare Trust with New Corporate Trustee

Deed with Existing SMSF Corporate Trustee

Price:

New SMSF Deed with Supplied Corporate Trustee AND Bare Trust with Supplied Corporate Trustee

Deed with Existing Corporate Trustee for both the SMSF AND the Bare Trust.

Price:

Total

How will you be paying?*

On Invoice

Credit Card

How will you be paying?*

On Invoice

Credit Card

By fee authority held on file

You have chosen to pay on invoice. You understand that the processing of this order will not commence until payment has been received.*

Acknowledged

Credit Card*

Card Details

Cardholder Name

How would you like the Establishment Fee dealt with?*

Once the fund receives rollovers or contributions the Establishment Fee can be paid back to the paying member or taken up as a Contribution for the member/s if eligible. If a refund is chosen, please note this should be done by the Trustees as soon as possible once monies have been received by the Fund.

Refunded back to the member once funds are received

Eligible Member Contribution within the caps

I'll decide later

SMSF Alliance is not administering this fund so you will need to inform your fund administrator of your decision.*

Acknowledged

Member Contributions*

Please provide information on how the member contribution should be processed. ie. 100% to member 1, 50/50 split between member 1 & 2 etc